Think Gene Think Gene RSS

a bio blog about genetics, genomics, and biotechnology

DNA Helix

Posts Tagged ‘NIH’

Legal Details of a USA Certificate of Confidentiality in Medical Research

The USA Public Health Service Act Section 301(d), 42 U.S.C. Section 241(d):

(d) Protection of privacy of individuals who are research subjects

The Secretary may authorize persons engaged in biomedical, behavioral, clinical, or other research (including research on mental health, including research on the use and effect of alcohol and other psychoactive drugs) to protect the privacy of individuals who are the subject of such research by withholding from all persons not connected with the conduct of such research the names or other identifying characteristics of such individuals. Persons so authorized to protect the privacy of such individuals may not be compelled in any Federal, State, or local civil, criminal, administrative, legislative, or other proceedings to identify such individuals.

Further, the United States Health and Human Services Department (HHS) has published this guide regarding Certificates of Confidentiality:

Certificates of Confidentiality are issued by the National Institutes of Health (NIH) and other HHS agencies to protect identifiable research information from forced or compelled disclosure. They allow the investigator and others who have access to research records to refuse to disclose identifying information on research participants in civil, criminal, administrative, legislative, or other proceedings, whether federal, state, or local.

Some have asked about the legal specifications of Coriell PMC’s Certificate of Confidentially: here they are. Further, I note that despite encroaching common practices otherwise, legal protections exist for medical research to absolutely protect the privacy of participants. That absolute protection exists, yet some companies purporting to conduct medical research choose not to file it and disclaim legal confidentiality in their terms of service, seems to me like a sin of exuberance ignorance on behalf of both the companies and the participants and a precedent that I would like to see squelched soon. Yet, from top journalists to high school students, “encroaching violations of privacy” has been the cliche “Serious Business in American Healthcare” fluff topic lately, but I have yet to see any journalist covering recent genomic advances ever mention the Public Health Service Act or why direct to consumer (DTC) genomic startups purporting to be conducting protected medical research have actually not filed for such protection.

“Tweaking” Experimental Data

Earlier today, I read a blog post by Mark Chu-Carroll titled, Selective Data and Global Warming. The post is primarily concerning a global warming “denialist” Michael Duffy who dishonestly presented global climate data to force it to fit his anti-global warming agenda. [1]

While reading it, I couldn’t help but be reminded that this type of dishonesty happens all the time in science. Most often, scientific experiments do not give simple conclusive results. The data must be “interpreted,” and statistical methods must be “applied.” I’ve seen cases where researchers sat and “tweaked” the statistics to favor their hypothesis with the same aggressive dishonesty as this global warming denialist.

Software for real time PCR machines is a perfect example of how dishonest representation of data has become so embedded in the industry of science. Most real time PCR software allows you to adjust parameters in the data interpretation. Why? While initial results may not support your hypothesis, the software makes it trivial to “play around” to make the data fit. The data itself is not changed —merely its interpretation. To avoid this problem, experiments should be repeated in different ways to ensure the interpreted results are the actual results. If several different runs with different controls and different samples are performed, the real results cannot be hidden with these manipulations. However, in my experience, experiments are only repeated if the results are not as expected.

Experiments don’t always work. So, experiments are supposed to be repeated several times with multiple levels of controls to ensure the reliability and accuracy of the results. However, I know far too many scientists who will take the first experimental results that match what they want, and then never repeat the experiment again. Or, if an experiment only produces the expected results 10% of runs, scientists will simply report the “good” results and ignore the rest, sometimes claiming “there must have been an error for 90% of the runs.” They are not faking data, but merely selecting the data they want rather than to uphold their scientific obligation to report reality without bias.

The greatest enemy of data integrity is Photoshop. Every scientist knows how to use Photoshop. It’s needed for many legitimate purposes, such as to prepare photos for publication. Unfortunately, it too is used to dishonestly manipulate data. For example, Photoshop can make a band on an agarose gel seem darker, lighter, or even combine different experiments together into one image. While sometimes these manipulations are perfectly acceptable, results can be mixed and matched to fit the hypothesis. There is simply no way to know from the final images if they were manipulated honestly —or manipulated at all.

So why do scientists “tweak” their data? Maybe vanity, or arrogance, but I think the real problem stems from the nature of scientific funding and the incessant pressure to publish, publish, publish. The livelihood of many scientists, especially those in the biological sciences, depends on NIH grants and other applicant funding. To get these grants and earn university tenure, scientists must show progress, and progress is measured in published papers. However, wrong hypotheses don’t publish papers —only right ones do. So if a scientist spends a year investigating a hypothesis, and it turns out that the data doesn’t support it, he often has a problem: publish or starve. So, the data is made to fit.

If these practices continue, it will seriously hurt scientific progress. While many scientists do follow correct practices and don’t manipulate their data or its interpretations, there unfortunately are also many who do.

[1] Mark refers to a post by Tim Lambert which refers to Michael Duffy at the Sydney Morning Herold